Compliance Attorney Resume

Samantha Gray

North Highlands CA 95660

(916) 987-6543

[email protected]

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Job Objective

Looking to help the company through my years of experience as Compliance Attorney.

Highlights of Qualifications:

  • Huge experience of working in legal and regulatory compliance
  • Wide knowledge of risk management, risk assessments, and audit
  • In-depth knowledge of Bank regulatory compliance
  • Ability to prioritize, and a positive, proactive attitude
  • Ability to work effectively within a highly-matrixed organization
  • Ability to influence and with employees at all levels
  • Strong problem-solving and project management skills

Professional Experience:

Compliance Attorney

Allergan, Inc.,Lyndhurst, NJ

August 2007 – Present

  • Developed and maintained a regulatory compliance program for the Association.
  • Consulted with functional areas for implementation.
  • Ensured that regulatory information are disseminated timely.
  • Implemented corrective action and interfaced with outside counsel as needed
  • Coordinated new product committee activities.

Compliance Attorney

Pye Legal Group, Lyndhurst, NJ

May 2004- July 2007

  • Planned and prepared oversight programs.
  • Created and retained, reviewed Mutual Fund and prospectus


Bachelor’s Degree in Law

Pennsylvania State University, University Park, PA