Compliance Manager Resume

Samantha Gray

North Highlands CA 95660

(916) 987-6543

[email protected]

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Job Objective

To obtain a secured position as Compliance Manager and so I can become a valued member of the team while moving forward with my training in this field.

Highlights of Qualifications:

  • Experience in insurance and promotional compliance regulations
  • Operational knowledge of Federal and State compliance regulations
  • Deep knowledge of insurance licenses and computer programs
  • Ability to evaluate polices and materials
  • Ability to perform complex audits
  • Excellent communication skills in both oral and written forms
  • Ability to evaluate insurance materials
  • Familiarity in Lotus Notes and Microsoft Office
  • Proficient in Quality systems

Professional Experience:

Compliance Manager

NaviSite, Inc., New Berlin, NY

October 2008 – Present

  • Administered compliance policies and procedures and resolve issues.
  • Developed efficient relationships with various parties for compliance.
  • Designed and maintained efficient policies for compliance activities.
  • Maintained knowledge on all compliance and privacy laws.
  • Coordinated with Internal Auditor and evaluated compliance issues.
  • Prepared training program for human resource departments.
  • Monitored and resolved all compliance issues.
  • Provided assistance to all senior management members.

Compliance Specialist

Elavon, Inc., New Berlin, NY

August 2003 – September 2008

  • Performed internal auditing schedule and supervised process.
  • Developed metrics to monitor performance of organization.
  • Ensured compliance to all company procedures and ISO regulations.
  • Maintained efficient centralized filing system for audit closure.
  • Determined efficient training program for employees.
  • Provided support to Quality System procedures.

Compliance Analyst

GE Corporate, New Berlin, NY

May 1998 – July 2003

  • Designed and ensured compliance to compliance programs.
  • Supervised various activities and manage all investigations.
  • Developed compliance policies and procedures for research.
  • Analyzed collected data and prepared reports.
  • Monitored audit programs for sales and marketing teams.
  • Managed efficient communication with various vendors.


Bachelor’s Degree in Business Administration

Lincoln College, Lincoln, IL